【多选题】
An administrator receives a report that no real time statistics are available for a virtual machine in the vCenter Server inventory. Which two statements indicate likely causes of the problem? (Choose two.)___
A. The virtual machine is powered off.
B. The host containing the virtual machine is disconnected from vCenter Server.
C. There is insufficient real time data to display the information.
D. The vCenter Server service is not running.
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相关试题
【多选题】
Your manager has given you a bash script that retrieves data for ESXi 6.x host configurations. This data needs to be collected right after the installation of a host and must be run directly on the host. Which two actions can be used to run this script on an ESXi host? (Choose two.)___
A. Connect to the host with Ruby vSphere Console and run the script from there.
B. Enable SSH access from the Direct Console User Interface.
C. Enable the ESXi Shell from the
D. irect Console User Interface.
【多选题】
Which two are true about the Risk badge in vRealize Operations? (Choose two.)___
A. The Risk badge indicates potential future problems that may degrade the performance of the system.
B. Risks may require attention in the near future.
C. The Risk badge indicates problems that are degrading performance of the system.
D. Risks require attention now to correct system performance problems.
【多选题】
vSphere Update Manager allows which two virtual machine attributes to be upgraded? (Choose two.)___
A. Virtual machine firewall policies for NSX.
B. Software Packages in the virtual machine.
C. Virtual machine Hardware Version.
D. VMware Tools Upgrade.
【多选题】
What are two benefits of using NFS 4.1 with vSphere 6.x as compared to NFS 3? (Choose two.)___
A. NFS 4.1 supports Kerberos Authentication
B. NFS 4.1 supports multipathing
C. NFS 4.1 supports IPv6
D. NFS 4.1 supports hardware acceleration
【多选题】
Which three statements are true regarding Fault Tolerance? (Choose three.)___
A. Applications need to be continuously available to users.
B. Applications without native clustering capabilities can be protected.
C. Custom clustering solutions are complicated to configure and maintain.
D. Applications that have 16 vCPUs are supported.
E. Prevents application crashes by analyzing the workload and correcting problems.
【多选题】
Which two statements are true regarding VMware vSphere Flash Read Cache (vFRC)? (Choose two.)___
A. Cache fills and cache evictions happen in the granularity of a cache block size.
B. vFRC caches data from both read and write I/Os, but write I/Os are always serviced by the underlying storage.
C. vFRC caches data from both read and write I/Os, but write I/Os are always serviced by the underlying cache data.
D. Cache fills and cache evictions happen in the granularity of the disk block size.
【多选题】
What are two possible causes of Storage Distributed Resource Scheduler (SDRS) being disabled on one or more virtual machine disks in a datastore cluster? (Choose two.)___
A. The virtual machine has vSphere Fault Tolerance disabled.
B. The virtual machine is a template.
C. The virtual machine swap file is on a shared datastore.
D. The disk is a CD-ROM/ISO file.
【多选题】
An administrator attempts to install vCenter Single Sign-On Server. The installer returns an error message indicating that the installation failed. Prior to the installation, all setup prerequisites were met. The administrator has generated a vCenter Server Single Sign-On support bundle. Which two files should the administrator analyze to determine the cause of the failure? (Choose two.)___
A. Server\utils\logs\imsTrace.log
B. Server\utils\logs\install.txt
C. %TEMP%\utils\logs\vminst.log
D. %TEMP%\vminst.log
【多选题】
An administrator is unable to remove an ESXi 6.x host from a vSphere Distributed Switch. What are two likely reasons for this issue? (Choose two.)___
A. Vmkernel interfaces on the switch are still in use.
B. VM Network port group adapters are connected to different switch.
C. Physical NICs are migrated to different switch.
D. VM Network adapters are connected to this switch.
【多选题】
Which two Identity Sources are available to add for vCenter Single Sign-On authentication? (Choose two.)___
A. LocalOS
B. OpenLDAP
C. NIS as an LDAP Server
D. VCMSDS
【多选题】
What are three goals of resource management within a cluster? (Choose three.)___
A. To prevent virtual machines from monopolizing resources and to guarantee predictable service rates.
B. To exploit undercommitted resources and overcommit with graceful degradation.
C. To provide solutions to potential problems that you might encounter when using vCenter Server.
D. To control the relative importance of virtual machines and provide flexible dynamic partitioning.
E. To provide additional network administration capabilities.
【多选题】
Which three actions can be taken as a result of executing the vSphere Update Manager 6.x scan and remediation wizards? (Choose three.)___
A. Install and upgrade software in virtual machines.
B. Upgrade the firmware on ESXi host devices.
C. Upgrade and Patch ESXi hosts.
D. Install and update third-party software on hosts.
E. Upgrade virtual machine hardware.
【多选题】
Which two statements are true about deploying and using vSphere Replication? (Choose two.)___
A. ESXi hosts managed by a single vCenter Server instance require a connection between the two vSphere Replication appliances.
B. Sites managed by different vCenter Server instances require a connection between the two vSphere Replication appliances.
C. Sites managed by different vCenter Server instances require the use of Site Recovery Manager and a connection between the two vSphere Replication appliances.
D. ESXi hosts managed by a single vCenter Server instance require a single vSphere Replication appliance.
【多选题】
An administrator is attempting to power on a virtual machine, but the task is hanging at 95%. What three scenarios best explain why this problem is happening? (Choose three.)___
A. A virtual machine question is currently being posed to the administrator.
B. Another task for the virtual machine or other component is already in progress.
C. The VMware High Availability cluster has insufficient resources to guarantee failover.
D. The host has lost access to the storage device containing the virtual machine files.
E. The host is under resource contention and unable to power on the virtual machine.
【多选题】
Which three features are not supported when using Fault Tolerance in vSphere 6.x? (Choose three.)___
A. Virtual Volumes (VVOLS)
B. Storage vMotion
C. Virtual Machine Component Protection
D. vMotion
E. vSphere Distributed Switches
【多选题】
Which two storage controller configurations can be used with Virtual SAN? (Choose two.)___
A. SAS controllers in Passthrough mode
B. SAS controllers in RAID0 mode
C. SAS controllers in RAID1 mode
D. SAS controllers in RAID10 mode
【多选题】
Which three are requirements when using vMotion to move a virtual machine across vCenter Server systems? (Choose three.)___
A. Both vCenter Servers must be using Enhanced Linked Mode.
B. Both vCenter Servers must be in the same Single Sign-On Domain.
C. Time must be synchronized.
D. Duplicate VM MAC addresses must be configured.
E. Both vCenter Servers must have High Availability enabled on source and destination clusters.
【多选题】
Which two components can be used when configuring Enhanced Linked Mode? (Choose two.)___
A. vCenter Server Appliance
B. vRealize Operations Manager
C. vSphere Management Appliance
D. vCenter Server for Windows
【多选题】
An organization has a number of virtual machines that would benefit from Fault Tolerance. These include: <A single vCPU Apache Server> < A dual vCPU vCenter Server> < A quad vCPU SQL Server> <An eight vCPU Hadoop Server>. Which two virtual machines can be configured to use VMware Fault Tolerance? (Choose two.)___
A. Apache Server
B. vCenter Server
C. SQL Server
D. Hadoop Server
【多选题】
Which two badges are major badges in vRealize Operations? (Choose two.)___
A. Risk
B. Efficency
C. Workload
D. Faults
【多选题】
An administrator is deploying multiple Windows 2003 Virtual Machines from the same template. What two steps should be taken to avoid network conflicts? (Choose two.)___
A. Customize the guest operating system.
B. Install VMware Tools into the new virtual machines.
C. Copy the Microsoft Sysprep tools onto the vCenter Server system.
D. Ensure the e1000 vmnic is selected for each new virtual machine.
【多选题】
Which three conditions would prevent Storage I/O Control from being enabled on a group of datastores? (Choose three.)___
A. The datastores planned for the solution are used by different vSphere clusters.
B. A datastore planned for the solution is configured as a Raw Device Mapping file.
C. A datastore planned for the solution has three extents.
D. A datastore planned for the solution is configured as NFS.
E. The organization has an Enterprise license.
【多选题】
Which two actions are prerequisites to adding ESXi 6.x hosts to a vSphere Distributed Switch? (Choose two.)___
A. Verify that there is at least one Distributed Port Group on the Distributed Switch.
B. Verify that the Distributed Port Group have active uplinks configured in its teaming and failover policy.
C. Verify that the
D. istributed Switch has been configured with a Network Profile.
【多选题】
An organization has configured Distributed Power Management (DPM) on a vSphere 6 cluster. The organization wants to be alerted when an ESXi host has been powered down by DPM. Which two options represent the type and name of the alarm that would accomplish this? (Choose two.)___
A. DrsEnteringStandbyModeEvent
B. DrsEnteredStandbyModeEvent
C. Event-based
D. Condition-based
【多选题】
Which two allow for the disabling of Network Rollback operations? (Choose two.)___
A. Modifying the vpxd advanded configuration options and adding the config.vpxd.network.rollback key
B. Modifying the C:\ProgramData\VMware\CIS\cfg\vmware-vpx\vpxd.cfg file and adjusting the<rollback> xml tag
C. Modifying the C:\ProgramData\VMware\CIS\cfg\vmware-vpx\vpxd.cfg file and adjusting the <networkrollback> xml tag
D. Modifying the C:\ProgramData\VMware\CIS\cfg\vmware-vpx\firstboot\vpxd-service- spec.prop file and adjusting the <rollback> xml tag
【多选题】
An administrator is tasked with performing a vMotion migration of a virtual machine. The virtual machine is configured as follows: <vSphere Flash Read Cache (vFRC) enabled> <Is part of a Distributed Resource Cluster (DRS) Cluster> Which two statements are true? (Choose two.)___
A. Each ESXi host in the cluster supports multiple virtual flash resources.
B. Each ESXi host in the cluster supports one virtual flash resource.
C. DRS treats powered-on virtual machines with Flash Read Cache as having a preferred affinity to their current host and moves them only for mandatory reasons.
D. DRS treats powered-on virtual machines with Flash Read Cache as having a required affinity to their current host and does not move them.
【多选题】
An administrator is using the Host Failures to Tolerate Admission Control Policy for a vSphere High Availability ___ cluster. When configuring this setting on the cluster, the administrator sees this error message: <Insufficient resources to satisfy HA failover level on cluster > What are two likely causes for the error? (Choose two.)(AB)
A. The hosts in the cluster are disconnected.
B. A host in the cluster is displaying an HA error.
C.
D. istributed Resource Scheduler has not been configured on the cluster.
【多选题】
What are two ways to identify TCP/IP stack information? (Choose two.)___
A. Using the vSphere Web Client
B. Using esxcli network ip netstack
C. Using esxcfg-netstack
D. Using the vSphere Client
【多选题】
Which two actions are required when enabling vFlash Read Cache for a virtual machine's virtual disk? (Choose two.)___
A. A value in the Virtual Flash Read Cache text box must be entered.
B. A Flash Resource Pool for Cache size reservation must be entered.
C. The Device backing and the block size must be configured.
D. The
E. nable virtual flash host swap cache check box must be selected.
【多选题】
What two IT infrastructure components are virtualized by vSphere Essentials? (Choose two.)___
A. Networks
B. Applications
C. Storage
D. Management
【多选题】
When attempting to access a virtual machine, an administrator is unable to login using the vSphere credentials. What two options are probable causes of the authentication failure? (Choose two.)___
A. The vSphere credentials have not been granted permissions.
B. The vSphere credentials are granted read-only permissions.
C. The vSphere credentials are granted no-access permissions.
D. The vSphere credentials are not a member of the local administrator group.
【多选题】
An administrator is performing a scripted installation of ESXi 6.x. In which three locations does the script need to be? (Choose three.)___
A. PXE Server
B. HTTPS
C. FTP
D. NFS
E. VVOLs Datastore
【多选题】
In order for a company to meet regulatory requirements, all ESXi 6.x Hosts must be configured to direct logs to a syslog server. What are two ways ESXi hosts can configured for this action? (Choose two)___
A. Use the esxcli system syslog command.
B. Edit them in the ESXi host Advanced System Settings.
C. From the Syslog collector user interface of the Web Client.
D. Syslog logging is not available for
E. SXi Hosts.
【多选题】
Which three actions can be executed when an alarm is triggered? (Choose three.)___
A. Send an email.
B. Send an SNMP trap.
C. Run a script or command.
D. Run an Orchestrator workflow.
E. Send a trigger to syslog.
【多选题】
An administrator is attempting to power on a virtual machine, but is unable to do so. Which two reasons are probable causes of the failure? (Choose two.)___
A. Storage access to the virtual machine swap file has been lost.
B. One of the virtual machine VMDK files is locked.
C. Virtual machine is running CentOS 7.0 64-bit.
D. Virtual machine has Hyper-Threading enabled.
【多选题】
An administrator has configured a host profile so that ESXi 6.x hosts will point to the corporate NTP server for time synchronization. The NTP server is located at 10.0.30.213, but time has not been synchronized properly across the ESXi hosts. The administrator reviews Host Profile settings as shown in the Exhibit. Which two steps are required to resolve the issue? (Choose two.)___
A. Correct the NTP server IP address.
B. Check the host for host profile compliance.
C. Remediate the host based on the updated host profile.
D. Change the NTP server to the FQDN as IP Addresses are not supported.
【多选题】
An administrator is attempting to migrate a large Hadoop virtual machine using vMotion. The administrator notices a delay when the machine is quiesced. The Hadoop virtual machine is processing many transactions a second to an in-memory database. Which two actions would help reduce the amount of time needed to perform a vMotion on this virtual machine? (Choose two.)___
A. Use multiple NICs for the vMotion vmkernel port.
B. Use a 10Gbps Network card for the vMotion vmkernel port.
C. Add an additional management network to help transmit the data quicker.
D. Disable Fault Tolerance before performing the vMotion.
【多选题】
An administrator is installing a new network card in an ESXi 6.x host that is part of a vSphere cluster. When the host is placed into maintenance mode, the vSphere Web Client displays the progress bar at 2% for over 30 minutes. Which two are likely reasons for this occurrence? (Choose two.)___
A. Maintenance mode is unable to migrate all virtual machines from the host.
B. There is a large number of virtual machines that must be migrated from the host.
C. VMware High Availability is in the process of reconfiguring the cluster.
D. Each virtual machine on the
E. SXi host must be reconfigured to recognize the new adapter.
【多选题】
Which two events happen when Distributed Resource Scheduler (DRS) is disabled? (Choose two.)___
A. The cluster's resource pool heirarchy and affinity rules are re-established when DRS is turned back on.
B. The cluster's resource pool hierarchy and affinity rules are not re-established when DRS is turned back on.
C. The cluster's resource pools are removed from the cluster.
D. The cluster's resource pools are removed from the cluster and assigned to the hosts.
【多选题】
Which two networking connection types can be configured on a virtual switch? (Choose two.)___
A. Virtual machine portgroups
B. VMkernel services (such as NFS, iSCSI, or vMotion) to the physical network
C. Web services over the Management Network
D. NFS and FCoE storage services
推荐试题
【单选题】
按照《银行业金融机构外包风险管理指引》规定，银行业金融机构的战略管理、核心管理以及内部审计等职能_______________外包。___
A. 可以
B. 可以部份
C. 不宜
D. 以上都不对
【单选题】
按照《银行业金融机构外包风险管理指引》规定，银行业金融机构外包管理的组织架构应当包括_______________。___
A. 董事会
B. 高级管理层
C. 外包管理团队
D. 董事会、高级管理层及外包管理团队
【单选题】
按照《银行业金融机构外包风险管理指引》规定，以下哪些说法是错误的_______________。___
A. 银行业金融机构应当定期对外包活动进行全面审计与评价。
B. 银行业金融机构应当在合同中约定服务提供商不得将外包活动转包或变相转包。
C. 银行业监督管理机构及其派出机构根据需要对外包活动进行现场检查，采集外包活动过程中数据信息和相关资料，并将检查结果纳入对该机构的监管评级。
D. 以上都不对
【单选题】
因业务开展需要，XX城商行将拟将ATM机的日常维护、升级等工作外包给迪堡公司，并成立了外包管理团队，依据《银行业金融机构外包风险管理指引》规定，该城商行的外包管理团队需要履行以下______职责。___
A. 执行外包风险管理的政策、操作流程和内控制度
B. 负责外包活动的日常管理
C. 向高级管理层提出有关外包活动发展和风险管控的意见和建议
D. 以上皆是
【单选题】
京北方信息技术有限公司与XX银行天津分行签订了为期三年的服务外包协议，由该公司提供数据录入、现金整点等一系列服务，依据《银行业金融机构外包风险管理指引》规定,协议不应包括以下______内容___
A. 外包服务的范围和标准
B. 外包服务的保密性和安全性的安排
C. 外包服务人员的管理如考勤、薪酬等内容
D. 外包争端的解决机制
【单选题】
按照《中国银行业监督管理委员会办公厅关于规范市场竞争、严禁高息揽存的通知》规定，以下哪一项是正确的_______________。___
A. 银行业金融机构应严格执行法定存款利率，严禁擅自提高存款利率。
B. 银行业金融机构应严格执行储蓄实名制
C. 银行业金融机构在开展正常的理财业务营销时应规范宣传，不得利用个人理财业务进行变相高息揽存
D. 以上三个选项都对
【单选题】
按照《中国银行业监督管理委员会办公厅关于规范市场竞争、严禁高息揽存的通知》规定，以下哪一项是错误的_______________。___
A. 银行业金融机构不得设立存款单项考核和奖励办法
B. 不得下达存款考核指标
C. 不得把存款考核指标分解下达给个人
D. 不得将存款考核指标与员工个人薪酬及行政职务安排挂钩
【单选题】
小王是大恒银行的客户经理，为了提高存款业绩，小王通过各种渠道，各种人脉资源尽力想把自己的工作业绩做好。依据《中国银监会办公厅关于规范市场竞争、严禁高息揽存的通知》（银监办发[2010]248号）有关规定，以下小王的工作方式中，哪种行为不合规的______。___
A. 通过同学关系，利用同学在一家私企财务经理身份，营销了该公司存款
B. 某贷款客户已在该行取得贷款，小王上门营销，希望其日常货款能够通过该客户开立在大兴银行的帐户进行结算
C. 某储蓄客户在大兴银行存款多年，为小王业绩做了很大贡献，为了表示感谢，每次逢年过节，小王就把单位发给自己的购物卡赠送给该客户
D. 小王通过其贷款客户的关系，成功营销了该贷款客户上下游企业的存款
【单选题】
王行长是某商业银行的行长，年终将至，总行下达给分行的考核指标一直没有完成，王行长心急如焚，决定采取措施促进业绩指标早日完成。依据《中国银监会办公厅关于规范市场竞争、严禁高息揽存的通知》（银监办发[2010]248号）有关规定，王行长提出的以下措施哪项是不符合相关规定的______。___
A. 对每个经营部门下达2000万元的小微企业贷款投放任务，且必须在年底前完成投放，完成的部门每个部门给予奖励B元，未完成部门给予扣减绩效资金5000元
B. 一线经营部门每个部门完成理财销售任务C万元，完成的部门按销售额奖励万分之八；未完成按千分之一扣减年终绩效资金
C. 全行员工，一线业务经营部门和二线管理部门在接下来的一个季度，每人完成日均200万元的存款，完成的按日均存款千分之三给予奖励；未完成的，按未完成部分日均千分之四给予扣减年终绩效，并不能评先行，职级不得晋升
D. 每个经营部门在最后一季度，中间业务收入必须在第三季度的基础上再增长20%，完成的部门奖励B元，未完成部门扣减年终绩效5000元
【单选题】
按照《金融机构协助查询、冻结、扣划工作管理规定》规定，协助查询、冻结和扣划工作应当遵循_______________的原则。___
A. 依法合规、不损害客户合法权益
B. 依法合规、为储户保密
C. 依法合规、公平公正
D. 依法合规、保守国家秘密
【单选题】
按照《金融机构协助查询、冻结、扣划工作管理规定》规定，以下说法哪个是正确的__________________
A. 金融机构在协助有权机关办理完毕查询存款手续后，有权机关要求予以保密的，金融机构应当保守秘密
B. 金融机构在协助有权机关办理完毕冻结、扣划存款手续后，根据业务需要可以通知存款单位或个人
C. 在接到协助冻结、扣划存款通知书后，不得再扣划应当协助执行的款项用于收贷收息
D. 以上说法都正确
【单选题】
按照《金融机构协助查询、冻结、扣划工作管理规定》规定，冻结单位或个人存款的期限最长是__________________
A. 三个月
B. 六个月
C. 九个月
D. 一年
【单选题】
按照《金融机构协助查询、冻结、扣划工作管理规定》规定，金融机构协助扣划时，应当将扣划的存款__________________
A. 按有权机关的要求扣划
B. 有权机关要求提取现金的，提取现金
C. 直接划入有权机关指定的账户
D. 以上都正确
【单选题】
甲向财富银行借款C万元，由乙公司为其提供连带责任保证担保，该笔贷款于7月1日到期后C万元本金未能如期归还，财富银行依法对甲提起了法律诉讼，并于9月2日采取诉前保全措施冻结了甲在大兴银行的300万元活期存款，但是，因各种原因导致诉讼判决一直未下。依据《金融机构协助查询、冻结、扣划工作管理规定》（银发〔2002〕 1号）有关规定,出于维护自身债权安全，财富银行应当在冻结以上款项后，最长______个月内应申请续冻？___
A. 1个月
B. 3个月
C. 5个月
D. 6个月
【单选题】
按照《中国银监会关于整治银行业金融机构不规范经营的通知》规定，银行信贷业务要坚持______原则，将贷款资金足额直接支付给借款人的交易对手，不得强制设定条款或协商约定将部分贷款转为存款。___
A. 实贷实付
B. 受托支付
C. 实贷实付和受托支付
D. 全额支付
【单选题】
按照《中国银监会关于整治银行业金融机构不规范经营的通知》规定，______是指银行业金融机构不得借发放贷款或以其他方式提供融资之机，要求客户接受不合理中间业务或其他金融服务而收取费用。___
A. 不得存贷挂钩
B. 不得以贷收费
C. 不得借贷搭售
D. 不得转嫁成本
【单选题】
按照《中国银监会关于整治银行业金融机构不规范经营的通知》规定，服务收费应科学合理，服从______和名录管理原则。___
A. 公开定价
B. 集中定价
C. 统一定价
D. 公证定价
【单选题】
按照《中国银监会关于整治银行业金融机构不规范经营的通知》规定，服务收费应合乎______原则，不得对未给客户提供实质性服务、未给客户带来实质性收益、未给客户提升实质性效率的产品和服务收取费用。___
A. 质价相符
B. 价值相符
C. 价格公开
D. 价格公平
【单选题】
为有效服务实体经济，纠正部分银行业金融机构发放贷款时附加不合理条件和收费管理不规范等问题，银监会决定在银行业系统全面开展“不规范经营”专项治理工作。依据《中国银监会关于整治银行业金融机构不规范经营的通知》，下列 是正确的。___
A. 可以存贷挂钩
B. 可以一浮到顶
C. 可以以贷收费
D. 不得以贷转存
【单选题】
按照《银监会关于修订银行业金融机构案件定义及案件分类的通知》规定，关于案件的定义，以下表述准确的是_________
A. 案件是指银行业金融机构从业人员独立或共同实施，或与外部人员合伙实施的，以银行业金融机构或客户的资金、财产为侵犯对象的，涉嫌触犯刑法，依法应当移送司法机关追究刑事责任或已由公安、司法机关依法立案侦查的事件或银行业金融机构遭受外部诈骗、盗窃、抢劫等侵害，依法应当由公安机关立案侦查的事件。
B. 案件是指银行业金融机构从业人员独立或共同实施，或与外部人员合伙实施的，以银行业金融机构或客户的资金、财产为侵犯对象的，涉嫌触犯法律法规，依法应当移送司法机关追究刑事责任或已由公安、司法机关依法立案侦查的事件或银行业金融机构遭受外部诈骗、盗窃、抢劫等侵害，依法应当由公安机关立案侦查的事件。
C. 案件是指银行业金融机构从业人员独立实施或参与实施的，或外部人员实施的，侵犯银行业金融机构或客户资金或财产权益的，涉嫌触犯刑法，已由公安、司法机关立案侦查或按规定应移送公安、司法机关立案查处的刑事犯罪案件。
D. 案件是指银行业金融机构从业人员独立实施或参与实施的，或外部人员实施的，侵犯银行业金融机构或客户资金或财产权益的，涉嫌触犯法律法规，已由公安、司法机关立案侦查或按规定应移送公安、司法机关立案查处的刑事犯罪案件。
【单选题】
某银行员工在自助设备加钞过程中，打伤同伴，将从自助设备中取出的D万元据为己有，并绕过安保人员逃窜，后被公安机关抓捕归案，经法医鉴定，被其打伤的同伴为7级伤残。依据《中国银监会关于修订银行业金融机构案件定义及案件分类的通知》规定，该案件属于 。___
A. 本案属于第一类案件
B. 本案属于第二类案件
C. 本案属于第三类案件
D. 本案属于第四类案件
【单选题】
银行员工小陈在营业大堂受到不明人士殴打为重伤，随后公安机关立案侦查，依据《中国银监会关于修订银行业金融机构案件定义及案件分类的通知》，该案应纳入 进行统计。___
A. 第一类案件
B. 第二类案件
C. 第三类案件
D. 第四类案件
【单选题】
陈某以人民币1万元从他人手中购得假币5万元，并通过其在某银行支行上班的朋友林某将全部假币替换，林某获得好处费1万元，后林某因涉嫌金融工作人员购买假币、以假币换取货币罪被公安机关抓获。依据《中国银监会关于修订银行业金融机构案件定义及案件分类的通知》，该案应纳入 进行统计。___
A. 第一类案件
B. 第二类案件
C. 第三类案件
D. 第四类案件
【单选题】
某天，一中年妇女在某银行ATM机上转款购买出国的机票，其按照对方在电话里教的操作方法在ATM机上操作，连续转了几次款后对方都告知该女士转款未成功，随后该女士求助于银行大堂经理，银行大堂经理了解整个事情的来龙去脉后觉得存在电话诈骗的嫌疑，于是带客户查询其账户的余额后发现资金已连续转出，最终在银行大堂经理的协助下向公安机关报了案。依据《中国银监会关于修订银行业金融机构案件定义及案件分类的通知》规定，上述案件应归为 案件。___
A. 第一类案件
B. 第二类案件
C. 第三类案件
D. 第四类案件
【单选题】
甲是A银行的一位对公客户经理，近期该银行开始拓展一种新类型的对公贷款业务，他的好友乙是B银行的一位客户经理，他们在闲聊时提到了这件事，乙就询问甲是否可以将该类业务的合同模板发给他，甲欣然同意了，结果之后A银行其他同事在进行相关业务拓展时发现B银行也已开始做同类型业务，且给出的条件基本和A银行一致。依据《中国银监会关于修订银行业金融机构案件定义及案件分类的通知》规定，上述事件应归为 。___
A. 第一类案件
B. 第二类案件
C. 第三类案件
D. 以上都不是
【单选题】
按照《银行业金融机构信息科技外包风险监管指引》规定，所称信息科技外包是指银行业金融机构将原本由自身负责处理的信息科技活动委托给服务提供商进行处理的行为，包含项目外包、人力资源外包等形式。其类型原则上包括______ ①研发咨询类外包 ②系统运行维护类外包 ③业务外包中的信息科技活动 ④其他类外包___
A. ①②④
B. ①③④
C. ①②③
D. ②③④
【单选题】
按照《银行业金融机构信息科技外包风险监管指引》规定，信息科技外包风险主管部门的主要职责包括______ ①对外包风险进行识别、评估与风险提示； ②监督、评价外包管理工作，并督促外包风险管理的持续改善； ③向高级管理层定期汇报信息科技外包活动相关风险管理情况； ④董事会或高级管理层确定的其他信息科技外包风险管理职责。___
A. ①②
B. ①③③
C. ②③④
D. ①②③④
【单选题】
按照《银行业金融机构信息科技外包风险监管指引》规定，银行业金融机构信息科技外包风险管理部门应当至少每年开展______次全面的外包风险管理评估，保持评估的独立性，并向高级管理层提交评估报告；应当至少在每______年内对重要的外包服务提供商进行定期的风险评估，保持评估的独立性；银行业金融机构内部审计部门应当至少每______年开展信息科技外包风险管理审计工作，对重要的外包服务活动进行一次全面审计。___
A. 1、2、3
B. 1、3、3
C. 2、2、1
D. 2、1、3
【单选题】
按照《银行业金融机构信息科技外包风险监管指引》规定，银行业金融机构应当积极采用分散信息科技外包活动、提高自主研发运行能力等形式，降低机构集中度，减少对外包服务提供商的依赖。为此，银行业金融机构应当要求具有机构集中度特点的外包服务提供商做到______。 ①提供充分的证据，证明其内部控制和管理能力、持续运营能力等。 ②为银行业金融机构配备相对独立的资源，包括服务团队、场地、系统、设备等；并对资源进行定期检查，确保资源及时到位。 ③在外包服务中断应急预案中，明确外包服务的优先级，并进行服务中断应急演。___
【单选题】
按照《银行业金融机构信息科技外包风险监管指引》规定，银行业金融机构应当对重要的非驻场外包服务进行实地检查。实地检查原则上______年不少于 次，检查结果作为外包服务提供商项目考核及准入的重要指标。___
A. 半，1
B. 1，1
C. 2，2
D. 3，2
【单选题】
按照《银行业金融机构信息科技外包风险监管指引》规定，银行业金融机构开展以下信息科技外包服务时，应当在外包合同签订前______个工作日向银监会或其派出机构报告，针对银行业金融机构信息科技外包风险，银监会及其派出机构可以采取风险提示、约见谈话、监管质询等措施。___
【单选题】
按照《银行业金融机构信息科技外包风险监管指引》规定，银行业金融机构信息科技外包活动中发生如下重大事件时，应当在______个工作日内向银监会或其派出机构报告。___
【单选题】
<P><FONT face=Verdana>A公司是一家面向金融行业的软件开发公司，但无计算机信息系统集成资质证书；B公司是一家专门从事计算机信息系统集成业务的计算机技术服务公司，具有计算机信息系统集成一级资质证书，但从未承担过金融行业的计算机信息系统集成项目。A、B两公司决定本着优势互补的原则组成一个联合体，以一个投标人的身份共同投标。C公司是一家大型综合性信息产业集团公司，具有计算机信息系统集成一级资质证书。其属下的系统集成部从事金融行业计算机信息系统集成业务两年以上，完成过三个以上金融行业的计算机信息系统集成项目。D公司是一家上市的纺织企业，因经营不善造成严重亏损。C公司以购买股权的方式，成为D公司的控股股东后来又以资产置换的方式将其系统集成部的全部资产置换到D公司，系统集成部的全部员工也与C公司解除劳动合同又与D公司签订劳动合同。由于D公司明显不符合招标文件对投标人资格条件的规定，C公司决定单独投标，并与D公司签署协议，拟在中标后将中标项目整体转包给D公司。C公司、D两公司所签协议作为投标文件的组成部分已在规定时间内提交招标代理机构。依据《中国银监会关于印发银行业金融机构信息科技外包风险监管指引》以下错误的有______</FONT></P>___
A. A、银行信用等级可以体现投标人的资信，对投标人的银行信用等级提出要求是合法的。
B. B、要求投标人具有计算机信息系统集成一级资质证书是合法的。
C. C、A公司无计算机信息系统集成一级资质证书，B公司没有承担金融行业计算机信息系统集成项目的经验，两者均不符合招标文件对投标人资格条件的规定，因而A, B两公司所组成的联合体也不符合招标文件对投标人资格条件的规定。
D. D、C公司虽具有计算机信息系统集成一级资质证书，虽然系统集成部已被置换到D公司，但实际仍具有承担计算机信息系统集成项目的能力。C公司拟在中标后将中标项目整体转包给D公司的做法不违反招标投标法的有关规定。
【单选题】
XX银行是国内一家大型上市银行，但是其外包业务管理上，首先没有明确的技术外包策略，没有统一的技术外包服务商市场准入标准，对外包服务商资质、专业能力缺乏必要的审核和评估；对外包服务商技术实力、经营状况、社会信誉等因素没有进行综合评定，对其服务水平缺乏评价考核机制。依据《中国银监会关于印发银行业金融机构信息科技外包风险监管指引》，XX银行改进措施中不可采取有_________
A. A、银行业金融机构信息科技外包风险管理部门应当至少三年开展一次全面的外包风险管理评估，并根据实际需要补充，向高级管理层提交评估报告。
B. B、银行业金融机构内部审计部门应当定期开展信息科技外包风险管理审计工作，至少每三年对重要的外包服务活动进行一次全面审计。
C. C、银行业金融机构应当根据供应商关系管理策略，结合风险评估结果及服务提供商的准入标准，对备选服务提供商进行初步筛选，防范引入高机构集中度风险特点的服务提供商。
D. D、银行业金融机构在实施外包服务项目前，应当与服务提供商签订服务合同。合同应当根据外包服务需求、风险评估及尽职调查结果确定详细程度和重点。
【单选题】
按照《商业银行风险监管核心指标（试行）》规定，核心负债比例为核心负债与负债总额之比，不应低于_________
A. 0.5
B. 0.6
C. 0.7
D. 0.8
【单选题】
按照《商业银行风险监管核心指标（试行）》规定，流动性缺口率为90天内表内外流动性缺口与90天内到期表内外流动性资产之比，不应低于_________
A. -0.1
B. 0
C. 0.1
D. 0.2
【单选题】
按照《商业银行风险监管核心指标（试行）》规定，不良资产率为不良资产与资产总额之比，不应高于 ；不良贷款率为不良贷款与贷款总额之比，不应高于_________
A. 3%，4%
B. 4%，4%
C. 4%，5%
D. 5%，6%
【单选题】
按照《商业银行风险监管核心指标（试行）》规定，全部关联度为全部关联授信与资本净额之比，不应高于_________
A. 0.3
B. 0.4
C. 0.5
D. 0.6
【单选题】
按照《商业银行风险监管核心指标（试行）》规定，市场风险指标衡量商业银行因汇率和利率变化而面临的风险，包括_________
A. 累计外汇敞口头寸比例
B. 利率风险敏感度
C. A和B都是
D. A和B都不是
【单选题】
按照《商业银行风险监管核心指标（试行）》规定，操作风险指标衡量由于内部程序不完善、操作人员差错或舞弊以及外部事件造成的风险，表示为操作风险损失率，即操作造成的损失与前______期净利息收入加上非利息收入平均值之比。___
