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【判断题】
按照《中国银监会关于进一步加强商业银行市场风险工作的通知》规定,各行应以现有人民币国债和相关产品交易价格为基础,采用国际通用的方法研究并建立基于市场的人民币国债价格变动曲线,作为人民币产品定价和风险管理的基础
A. 对
B. 错
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答案
B
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相关试题
【判断题】
按照《中国银监会关于进一步加强商业银行市场风险工作的通知》规定,各行应加强对复杂衍生产品的风险管理工作,将复杂衍生产品纳入到市场风险管理系统之中,应在人民币国债收益率曲线的基础上,研发具体有效的产品定价模型,并在此基础上计算相关的风险参数,为对冲各类风险提供参考
A. 对
B. 错
【判断题】
甲为从事市场风险管理部门的员工,乙为承担风险的业务经营部门的员工,根据《中国银监会关于进一步加强商业银行市场风险工作的通知》甲乙都向高管丁报告各自工作进度
A. 对
B. 错
【判断题】
根据《中国银监会关于进一步加强商业银行市场风险工作的通知》,商业银行甲招收了一名具备两年与市场风险管理相关的工作经验的优秀人才作为从事市场风险管理部门的负责人
A. 对
B. 错
【判断题】
按照《中国银监会关于加大防范操作风险工作力度的通知》规定,对大额出账和走账,手续上必须按照不同额度设限,分别由基层行单人人验核或由上级行独立进行复审、批准
A. 对
B. 错
【判断题】
按照《中国银监会关于加大防范操作风险工作力度的通知》规定,基层主管轮岗轮调和强制性休假制度可以由人事部门按照规定就拟轮岗轮调和休假主管的顶替人员,结合实际工作进行临时安排
A. 对
B. 错
【判断题】
按照《中国银监会关于加大防范操作风险工作力度的通知》规定,违法、违规、违纪的管理人员,一经查实,一律调离原工作单位
A. 对
B. 错
【判断题】
按照《商业银行声誉风险管理指引》规定,声誉风险是指由商业银行经营、管理及其他行为等内部事件导致利益相关方对商业银行负面评价的风险
A. 对
B. 错
【判断题】
按照《商业银行声誉风险管理指引》规定,声誉事件是指造成银行业重大损失、市场大幅波动、引发系统性风险或影响社会经济秩序稳定的声誉事件
A. 对
B. 错
【判断题】
按照《商业银行声誉风险管理指引》规定,银行业协会应通过行业自律、维权、协调及宣传等方式维护银行业的良好声誉,指导银行业开展声誉风险管理
A. 对
B. 错
【判断题】
按照《商业银行声誉风险管理指引》规定,声誉事件是指引发商业银行声誉风险的相关行为或事件
A. 对
B. 错
【判断题】
按照《商业银行声誉风险管理指引》规定,商业银行应将声誉风险管理纳入公司治理及全面风险管理体系,建立和制定声誉风险管理机制、办法、相关制度和要求,主动、有效地防范声誉风险和应对声誉事件,最大程度地减少对商业银行造成的损失和负面影响
A. 对
B. 错
【判断题】
按照《商业银行声誉风险管理指引》规定,商业银行董事会应制定与本行战略目标一致且适用于全行的声誉风险管理政策,建立全行声誉风险管理体系,监控全行声誉风险管理的总体状况和有效性,承担声誉风险管理的最终责任
A. 对
B. 错
【判断题】
2008年美国次贷危机爆发,在雷曼兄弟公司倒闭后,持有雷曼兄弟公司金融资产的XX银行被曝存在大额投资亏损的可能。该行积极应对,一方面迅速清查风险敞口情况,通过各种途径挽回损失;另一方面,及时回应媒体报道, 避免了声誉事件的扩大。此后,该行股价又回归正常。依据《商业银行声誉风险管理指引》规定,该行主动、有效地防范了声誉风险和应对声誉事件,最大程度地减少了对社会公众造成的损失和负面影响
A. 对
B. 错
【判断题】
今年以来,商业银行收费问题又成为社会和媒体关注的热点,广受诟病。依据《商业银行声誉风险管理指引》规定,可以看出个别商业银行在出台相关政策、措施前调研不够、考虑不周,在声誉风险管理方面还有待进一步提高
A. 对
B. 错
【判断题】
按照《商业银行合规风险管理指引》规定,商业银行合规负责人应全面协调商业银行合规风险的识别和管理,监督合规管理部门根据合规风险管理计划履行职责,定期向董事会提交合规风险评估报告
A. 对
B. 错
【判断题】
按照《商业银行合规风险管理指引》规定,合规管理是商业银行一项基本的风险管理活动
A. 对
B. 错
【判断题】
按照《商业银行合规风险管理指引》规定,商业银行应加强合规文化建设,并将合规文化建设融入企业文化建设全过程
A. 对
B. 错
【判断题】
按照《商业银行合规风险管理指引》规定,负责日常监督商业银行合规风险管理的董事会下设委员会应监督董事会和高级管理层合规管理职责的履行情况
A. 对
B. 错
【判断题】
按照《商业银行合规风险管理指引》规定,合规负责人应全面协调商业银行合规风险的识别和管理,监督合规管理部门根据合规风险管理计划履行职责,定期向高级管理层提交合规风险评估报告。合规负责人可以分管业务条线
A. 对
B. 错
【判断题】
按照《商业银行合规风险管理指引》规定,商业银行应建立对管理人员合规绩效的考核制度。商业银行的绩效考核应体现倡导合规和惩处违规的价值观念
A. 对
B. 错
【判断题】
按照《中国银监会办公厅关于加强银行业金融机构社会责任的意见》规定,银行业金融机构履行社会责任是构建和谐社会的必然要求
A. 对
B. 错
【判断题】
某银行高管十分重视发展业务,认为银行作为企业,应以利润指标为核心,其他一切不直接产生利润的活动都毫无意义。依据《中国银监会办公厅关于加强银行业金融机构社会责任的意见》,此银行高管的看法是否正确?
A. 对
B. 错
【判断题】
根据《商业银行压力测试指引》规定,商业银行应当指定专门的部门或团队负责压力测试管理,压力测试的管理职能应当相对独立于业务条线
A. 对
B. 错
【判断题】
根据《商业银行压力测试指引》规定,商业银行应对快速发展的新产品和新业务以及存在潜在重大风险的业务领域进行专项压力测试
A. 对
B. 错
【判断题】
根据《商业银行压力测试指引》规定,在进行情景分析时,可以不用考虑不同风险因子之间的相关性
A. 对
B. 错
【判断题】
根据《商业银行压力测试指引》规定,商业银行必须使用多个承压指标来反映压力测试的结果和对银行稳健程度的影响
A. 对
B. 错
【判断题】
根据《商业银行压力测试指引》规定,反向压力测试是从已知的压力测试结果出发,反向寻找银行资产质量、盈利、资本和流动性可能承受的极端压力情景
A. 对
B. 错
【判断题】
根据《商业银行压力测试指引》规定,商业银行应当为压力测试工作顺利开展提供必 要的保障与支持,包括数据、系统和人力资源等
A. 对
B. 错
【判断题】
根据《商业银行压力测试指引》规定,商业银行应具备相应的数据管理能力,为压力 测试提供质量较高、颗粒度较细的数据,确保数据的完整性和准确性
A. 对
B. 错
【判断题】
根据《商业银行压力测试指引》规定,商业银行应确定独立的验证部门或团队对压力测试体系进行持续有效的评估并出具验证评估报告,原则上不低于两年一次
A. 对
B. 错
【判断题】
根据《商业银行压力测试指引》规定,评估相关部门是否采取了必要的改进措施并有效实施是内部审计的部门应该履行的职责
A. 对
B. 错
【判断题】
根据《商业银行压力测试指引》规定,监管部门应定期对商业银行压力测试体系进行监督检查,评估银行的压力测试是否与其规模、业务复杂程度和风险状况相适应
A. 对
B. 错
【判断题】
根据《商业银行压力测试指引》规定,商业银行的高级管理层应当审议压力情景设定,定期组织开展压力测试,评估压力测试结果对银行的影响,制定和落实风险改进措施,将压力测试结果运用到银行的各项经营管理决策中
A. 对
B. 错
【判断题】
根据《商业银行压力测试指引》规定,商业银行的压力测试团队应该推进全行压力测试体系建设,定期维护和更新压力测试体系
A. 对
B. 错
【判断题】
根据《商业银行压力测试指引》规定,商业银行应对快速发展的新产品和新业务以及存在潜在重大风险的业务领域进行专项压力测试
A. 对
B. 错
【判断题】
根据《商业银行压力测试指引》规定,商业银行应尽可能以定量方法来确定压力情景参数、风险因子相关性以及具体传导过程
A. 对
B. 错
【判断题】
根据《商业银行压力测试指引》规定,压力测试政策应根据经营环境变化和业务发展及时进行修订。任何重大的实质性调整应及时提交董事会审议
A. 对
B. 错
【判断题】
根据《商业银行压力测试指引》规定,规模较大且从事复杂业务的商业银行应开展反向压力测试
A. 对
B. 错
【判断题】
根据《商业银行压力测试指引》规定,商业银行应按照有关信息披露要求向社会公众公开压力测试的相关情况
A. 对
B. 错
【判断题】
根据《商业银行压力测试指引》规定,压力情景的设计应得到相关业务条线专家的广泛参与,并按照事先确定的流程开展
A. 对
B. 错
推荐试题
【多选题】
Which two types of iSCSI adapters require VMkernel networking configuration? (Choose two.)___
A. dependent hardware
B. in-guest
C. software
D. independent hardware
【多选题】
Which two statements are true for NFS v4.1 firewall behavior? (Choose two.)___
A. It closes port 2049.
B. It sets allowed. All flag to TRUE.
C. It sets allowed. All flag to FALSE.
D. It opens port 2049.
【多选题】
A vSphere Administrator attempts to enable Fault Tolerance for a virtual machine but receives the following error: Secondary VM could not be powered on as there are no compatible hosts that can accommodate it. What two options could cause this error? (Choose two.)___
A. The other ESXi host(s) are in Maintenance Mode.
B. Hardware virtualization is not enabled on the other ESXi host(s).
C. The other ESXi host(s) are in Quarantine Mode.
D. Hardware MMU is enabled on the other
E. SXi host(s).
【多选题】
Storage capabilities be populated in what two ways? (Choose two.)___
A. The administrator can use tags to describe capabilities.
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D. Datastores can advertise their capabilities through VASA.
【多选题】
In network troubleshooting it is important to know what upstream switch the ESXi host is connected to. Which two features does ESXi provide to help identify the upstream switch? (Choose two.)___
A. Promiscuous mode
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C. LLDP
D. CDP
【多选题】
Virtual Volumes supports which three VMware features? (Choose three.)___
A. Instant Clones
B. Distributed Resource Scheduler
C. Linked Clones
D. vMotion
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【多选题】
vSphere DRS helps to balance virtual machines with available resources in a vSphere cluster. What three types of resources can be taken into account for balancing? (Choose three.)___
A. CPU
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D. RAM
E. storage latency
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Which three design requirements must be satisfied to enable RAID-6 objects in a VMware vSAN cluster? (Choose three.)___
A. vSAN Advanced license or higher
B. vSAN stretched cluster
C. at least six hosts contributing storage
D. deduplication and compression
E. all flash configuration
【多选题】
When using "Cluster resource percentage" for host failover capacity in vSphere HA Admission Control, the total resource requirements are calculated from which two values? (Choose two.)___
A. Total vCPUs assigned to each VM.
B. Average CPU usage on each VM over time.
C. Memory reservations on each VM.
D. Total memory assigned to each VM.
E. Average active memory on each VM over time.
F. CPU reservations on each VM.
【多选题】
Which are four attributes of the Active vCenter HA node? (Choose four)___
A. It uses the vCenter HA network to communicate with the Witness node.
B. It constantly replicates vPostgres data with the Witness node.
C. It uses a public IP address for the management interface.
D. It runs the active vCenter Server Appliance instance.
E. It uses the vCenter HA network for replication of data to the Passive node.
F. It provides a quorum to protect against split-brain situations.
【多选题】
Which are two vCenter Server two-factor authentication methods? (Choose two.)___
A. RSA SecurID
B. Smart Card
C. SAML
D. Symantec VIP
【多选题】
An administrator is creating VMkernel adapters on an ESXi 6.5 host and wants to create separate VMkernel adapters for every type of traffic in the default TCP/IP stack. Which three types of traffic can be explicitly enabled on a separate VMkernel adapter? (Choose three.)___
A. Virtual SAN traffic
B. NFS traffic
C. vMotion traffic
D. vSphere HA traffic
E. Fault Tolerance logging traffic
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When migrating a Windows vCenter Server 6.0 to the vCenter Server Appliance 6.5, which two will be migrated by default? (Choose two.)___
A. Local Windows OS users and groups
B. Configuration
C. Custom ports
D. FQDN
E. Historical and Performance data
【多选题】
Which three types of Content Libraries exist within vSphere 6.5? (Choose three.)___
A. Remote Content Library
B. Published Content Library
C. Local Content Library
D. Shared Content Library
E. Subscribed Content Library
【多选题】
An administrator cannot enable multi-processor Fault Tolerance (SMP-FT) for a virtual machine. Which are two possible causes for this? (Choose two.)___
A. The virtual machine is running on a vSAN datastore.
B. The Fault Tolerance network is using a 10Gbit uplink.
C. The virtual machine has 6 vCPUs assigned.
D. The virtual machine has a 1TB VMDK attached.
E. The virtual machine has snapshots present.
【多选题】
Which two statements are true for Predictive DRS? (Choose two.)___
A. It balances resource utilization for virtual machines with unpredictable utilization patterns.
B. It integrates DRS with vRealize Operations Manager to balance workloads for virtual machines before resource utilization spikes occur.
C. It balances resource utilization based on a threshold's algorithm that runs each night.
D. It determines the best placement and balance of virtual machines based on a threshold's algorithm that runs each night in vCenter Server 6.5 Database.
【多选题】
Which two situations could cause a virtual machine to appear with (orphaned) appended to its name? (Choose two.)___
A. if a host failover is unsuccessful
B. if a virtual machine was removed from vCenter Server's inventory
C. if a virtual machine was deployed from template, and the template has been deleted
D. if a virtual machine is unregistered directly on the host
【多选题】
Which three requirements are needed to apply RAID 5 or RAID 6 erasure coding on a vSAN 6.2 or 6.5 object? (Choose three.)___
A. on Disk Format 3.0
B. Hybrid vSAN
C. All Flash vSAN
D. vSAN Advanced License
E. Stretched Cluster Configurations
【多选题】
An administrator sees the following error in the log files: Which two events could be the source of the error message? (Choose two.)___
A. vCenter Server failure
B. VXLAN failure
C. Disk array failure
D. Network failure
E. ESXi host failure
【多选题】
An administrator is attempting to access an ESXi host via the DCUI but is unable to do so. Which could be two possible causes? (Choose two.)___
A. The host in Qhas no out-of-band management capability (i.e. iLO/iDRAC).
B. The SSH service is disabled on the host.
C. Strict lockdown mode is enabled on the host.
D. Normal lockdown mode is enabled and the administrator is a member of the
E. xception User list.
【多选题】
Which two permissions are required to migrate a virtual machine with Storage vMotion? (Choose two.)___
A. Network > Move Network
B. Virtual Machine > Inventory > Move
C. Resource > Migrate powered on virtual machine
D. Datastore > Allocate Space
【多选题】
Which are three supported storage requirements for vCenter Server HA? (Choose three.)___
A. NFS
B. RDM
C. vSAN
D. VMFS
E. JBOD
【多选题】
Which are the two network requirements for a VMware vSAN 6.5 cluster? (Choose two.)___
A. Multicast must be enabled on the physical switches and routers that handle vSAN traffic.
B. vSAN requires IPv6 only.
C. All hosts must have a dedicated 40GbE NIC.
D. The vSAN network supported IPv4 or IPv6.
E. vSAN requires IPv4 only.
【多选题】
Which three prerequisites must be in place prior to enabling secure boot for a virtual machine? (Choose three.)___
A. VirtualMachine.Config.Settings privileges
B. an encrypted USB drive
C. Virtual Hardware version 13 or later
D. Virtual Hardware version 12 or later
E. EFI firmware
【多选题】
A user is given the "Virtual machine user (sample)" role in a vSphere 6.x environment. Which three permissions would the user be able to perform? (Choose three.)___
A. Reset a virtual machine.
B. Power on a virtual machine.
C. Move a host into a cluster.
D. Configure CD media.
E. Migrate a virtual machine with Storage vMotion.
【多选题】
Which three are supported upgrade processes for ESXi host? (Choose three.)___
A. using vSphere Auto Deploy
B. using a TFTP server
C. using Update Manager
D. using an
E. SXCLI command
【多选题】
When enabling Storage DRS on a datastore cluster, which three components are enabled as a result? (Choose three.)___
A. Space load balancing among datastore within the datastore cluster.
B. Initial placement for virtual disks based on space and I/O workload.
C. I/O load balancing among datastores within the datastore cluster.
D. Queue Depth alerting on disks within the datastore cluster.
E. Data de-duplication within the datastore cluster.
【多选题】
What are two features introduced in Network I/O Control version 3? (Choose two.)___
A. Bandwidth reservation per traffic type
B. Network resource pools
C. CoS tagging
D. Bandwidth guarantee to virtual machines
【多选题】
Which two correct virtual machine advanced configuration parameters will accomplish this? (Choose two.)___
A. isolation.device.edit.disable = “FALSE”
B. isolation.device.edit.disable = “TRUE”
C. isolation.device.connectable.disable = “FALSE”
D. isolation.device.connectable.disable = “TRUE”
【多选题】
Which three statements are correct regarding booting an ESXi Host from Fibre Channel SAN? (Choose three.)___
A. Direct connect topology is supported.
B. Each host must have its own boot LUN.
C. ESXi hosts do not require local storage.
D. Multipathing to a boot LUN on an active-passive array is supported.
E. Hosts can share one common boot LUN.
【多选题】
Which two tasks should a vSphere administrator perform if the vmkernel log reports VMFS metadata errors? (Choose two.)___
A. contact VMware technical support
B. reformat the datastore
C. check the device with VOMA
D. ignore the messages
【多选题】
Which two statements are true for a vCenterServer user account that is used for vSphere Data Protection (VDP)? (Choose two.)___
A. The user account must be assigned with Administrator role.
B. The password for the user account cannot contain spaces.
C. The user account should be created in the Single Sign-On domain
D. The user account cannot inherit required permissions from a group role.
【多选题】
Which three storage protocols are supported by Virtual Volumes? (Choose three.)___
A. FCIP
B. FCoE
C. iSCSI
D. NFS v3
E. NFS v4
【多选题】
A vSphere administrator observes a CPU spike on one of the web servers (view the Exhibit.) Which two statements can describe the cause of this activity? (Choose two.)___
A. The network packet size is too large.
B. VMware Tools is not installed.
C. Disk latency is present on the datastore.
D. The network packet size is too small.
【多选题】
Which three operations can cause VMFS metadata updates? (Choose three.)___
A. Restarting a VM using the guest OS.
B. Launching a VM console.
C. Migrating a VM with vMotion.
D. Powering a VM on or off.
E. Expanding a VMFS datastore.
【多选题】
*What two services run on all nodes in a vCenter Server HA cluster? (Choose two.)___
A. vmware-vmon
B. vmware-vpostgres
C. vmare-rbd-watchdog
D. vmware-vcha
【多选题】
Which two statements are true regarding Auto Deploy in version 6.5? (Choose two.)___
A. Auto Deploy can be configured and managed via PowerCLI.
B. Auto Deploy can be configured and managed via the vSphere Client.
C. Auto
D. eploy can be configured and managed via the vSphere Web Client.
【多选题】
What three options can improve network performance for a virtual machine? (Choose three.)___
A. MLD
B. TSO
C. NetFlow
D. LRO
E. SR-IOV
【多选题】
Which two storage technologies are supported for MSCS? (Choose two.)___
A. NFS
B. VAAI
C. iSCSI
D. FC
【多选题】
When upgrading a VMware vSAN cluster to version 6.5, which two tasks must be completed to comply with upgrade requirements and VMware-recommended best practices? (Choose two.)___
A. Use RVC to upgrade the hosts.
B. Use the latest available ESXi version.
C. Back up all VMs.
D. Use only the “Full data migration” maintenance mode option.
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